Arkansas Business Book of Lists 2009 - (Page 28) BAN KI NG AN D FI NANCE Largest Broker Dealers Ranked by number of licensed agents in Arkansas Firm Address Phone Web Site 1 Stephens Inc. 111 Center St. Little Rock 72201, (501) 377-2000 www.stephens.com 2 Wachovia Securities LLC 16101 LaGrand Drive, Suite 105 Little Rock 72223, (501) 821-8831 www.wachoviasec.com 3 Edward Jones 620 E. 22nd St., Suite 201 Stuttgart 72160, (870) 673-4428 www.edwardjones.com No. of Registered Representatives Arkansas Contact 331 Warren A. Stephens Net Worth Fiscal Year End Headquarters $140,667,000 12/31/07 Little Rock Arkansas Offices and Remote Offices if Arkansas-based Main Products or Services Conway, Fayetteville, Hot Springs, Jonesboro, Little Rock; Full-service broker, underwriter, investment banker, Atlanta; Austin, TX; Boston; Baton Rouge, LA; Charlotte, financial adviser, corporate, stocks, bonds, NC; Chicago; Columbia, SC; Dallas; Houston; Jackson, government, municipal bonds, mutual funds, MS; London; Memphis; Miami; Nashville, TN; New Haven, insurance, joint ventures, options, futures CT; New York; Oklahoma City; Richmond, VA; St. Petersburg, FL; Washington, DC Bella Vista, Berryville, Camden, Conway, El Dorado, Investment, retirement and estate planning, stocks, Fayetteville, Fort Smith, Harrison, Holiday Island, Hot bonds mutual funds, asset-management accounts, Springs, Hot Springs Village, Jonesboro, Little Rock, traditional and fee-based portfolio management, Mountain Home, Pine Bluff, Rogers, Russellville, Searcy, lending, insurance and annuities, asset management Siloam Springs, Springdale Full-service broker, annuities, certificates of deposit, Alma, Arkadelphia, Ashdown, Barling, Batesville, Bella Vista, Benton, Bentonville, Blytheville, Booneville, Bryant, mutual funds, tax-free bonds, stocks, government Bull Shoals, Cabot, Camden, Charleston, Cherokee Village, bonds, college cost calculations, IRA calculations, retirement plans Clarksville, Clinton, Conway, Crossett, De Queen, El Dorado, Eureka Springs, Fairfield Bay, Fayetteville, Fordyce, Forrest City, Fort Smith, Gravette, Greenwood, Harrison, Heber Springs, Hope, Hot Springs, Hot Springs Village, Jacksonville, Jonesboro, Little Rock, Magnolia, Malvern, Marion, Maumelle, Mena, Monticello, Morrilton, Mountain Home, Mountain View, Nashville, Newport, North Little Rock, Ozark, Paragould, Paris, Pine Bluff, Pocahontas, Prairie Grove, Rogers, Russellville, Searcy, Sheridan, Sherwood, Siloam Springs, Springdale, Stuttgart, Texarkana, Van Buren, Walnut Ridge, Waldron, White Hall, Wynne Full-service broker, underwriter, investment banker, Cabot, Clarksville, Conway, Fayetteville, Heber Springs, Little Rock, Maumelle, Mountain Home, Mountain View, municipal, corporate, U.S. government and agency bonds, stocks, mutual funds, tax credits, financial Searcy, Springdale, Baton Rouge, LA; Charleston, WV; Dallas; Jackson, MS; Montgomery, AL; Morgantown, WV adviser, real estate syndications, participations Conway, Fort Smith, Hot Springs, Jonesboro, Little Rock, Financial planning, asset management, mortgage Rogers lending, corporate lending, banking and personal credit service, investment banking, insurance and annuities, estate planning and trust services, corporate and individual retirement plans Bella Vista, Benton, Bentonville, Berryville, Cabot, Conway, Retirement planning; investment management services; full-service brokerage offering stocks, Eureka Springs, Fayetteville, Fort Smith, Gravette, bonds, mutual funds and annuities. Discount Harrison, Hot Springs, Little Rock, Lowell, Morrilton, Mountain Home, North Little Rock, Prairie Grove, Rogers, brokerage; insurance and trust products and services Siloam Springs, Springdale, Sherwood, Tontitown; Bartlesville, Broken Arrow, Duncan, Edmond, Del City, Lawton, Muskogee, Norman, Oklahoma City, Poteau, Shawnee, Talequah, Tulsa, Vinita, Yukon, OK; Joplin, Springfield, MO Batesville, Bella Vista, Bentonville, Bryant, Cabot, Fort Full-service financial planning, stocks, bonds, mutual funds, REITs, certificates, insurance, fixed and Smith, Fayetteville, Harrison, Hot Springs, Hot Springs variable annuities, retirement plans Village, Jonesboro, Little Rock, Magnolia, Maumelle, North Little Rock, Texarkana, West Memphis Benton, Bentonville, Cabot, Conway, El Dorado, Fort Full-service broker/dealer, stocks, corporate, Smith, Hot Springs, Hot Springs Village, Jonesboro, Little government, municipal bonds, mutual funds, Rock, North Little Rock, Pine Bluff, Rogers, Russellville, financial and retirement planning, wealth management services, public finance, investment Searcy, Texarkana banker, financial adviser Fort Smith, Hot Springs, Hot Springs Village, Jonesboro, Full-service broker, underwriter, investment banker, Little Rock, Malvern, Rogers financial adviser, corporate, stocks, bonds, government, municipal bonds, mutual funds, real estate syndications, participations, commodities, insurance, annuities Fayetteville, Hot Springs, Jonesboro, Little Rock Full-service broker, underwriter, investment banker, corporate stocks, bonds, government, mutual funds, real estate syndications, participations, commodities, foreign stocks, insurance Little Rock Full-service broker, underwriter, investment banker, corporate, stocks, bonds, government and agency bonds, municipal bonds, insurance, annuities, derivatives, mutual funds, real estate syndications, participations, financial planning, money management Fort Smith, Little Rock Full-service broker and investment services 197 Rob Pietroburgo $2,025,631,000 12/31/07 St. Louis $1,217,471,000 12/31/07 St. Louis 171 Mark Wiley Allen Homra Steve Dardas 4 Crews & Associates 521 President Clinton Ave., Suite 800 Little Rock 72201, (501) 907-2000 www.crewsfs.com 5 Merrill Lynch & Co. 2200 N. Rodney Parham Road, Suite 300 Little Rock 72212, (501) 312-7200 www.ml.com 6 Arvest Asset Management 921 W. Monroe Ave. Lowell 72745, (877) 278-3781 www.arvestam.com 120 Rush Harding 110 Douglas Revere $23,872,614 12/31/07 Little Rock $3,163,000,000 12/28/07 New York $4,000,000 12/31/07 Lowell 62 Calvin Jarrett 7 Ameriprise Financial Services Inc. 11 Corporate Hill Drive Little Rock 72205, (501) 537-1100 www.ameriprise.com 7 Morgan Keegan & Co. 100 Morgan Keegan Drive, Suite 200 Little Rock 72202, (501) 666-1566 www.morgankeegan.com 7 Smith Barney (Citigroup Global Markets) 2200 N. Rodney Parham Road, Suite 100 Little Rock 72212, (501) 221-6358 fa.smithbarney.com 10 Morgan Stanley & Co. 425 W. Capitol Ave., Suite 101 Little Rock 72201-3401, (501) 377-3300 www.morganstanley.com 11 Oppenheim, a division of BOSC Inc. 4220 N. Rodney Parham Road, Suite 300 Little Rock 72212, (501) 227-3200 www.boscinc.com/investmentbanking 12 Sterne Agee & Leach 11300 Cantrell Road, Suite 101 Little Rock 72202, (501) 374-8276 www.sterneagee.com 13 St. Bernard Financial Services 2621 W. Main St., Suite 6 Russellville 72801, (479) 967-1200 www.stbernardfinancial.com 14 Delta Trust Investments Inc. 11700 Cantrell Road Little Rock 72212, (501) 907-2295 www.delta-trust.com/investments/ products_services.htm 15 UBS Financial Services Inc. 10800 Financial Centre Parkway Little Rock 72211, (501) 221-2133 www.ubs.com 16 American Municipal Securities 11 Corporate Hill Drive, Suite 102 Little Rock 72205, (501) 224-4435 www.amuni.com 60 Bob Petrick Matt Morrison 60 Coleman Ward Bob Dudley 60 Tom Mack $493,049,000 12/31/07 Minneapolis $791,934,295 12/31/07 Memphis $8,342,000,000 12/31/07 New York $6,297,523,000 11/30/07 New York $330,020,654 12/31/07 Tulsa 50 Joe Marriott 36 Field Wasson Meredith Watson Don Robb 23 John Lynch 18 Robert Keenan 15 Fred G. Eason J. French Hill 14 Barry Newcomb $43,025,124 9/30/07 Birmingham, AL $24,079 12/31/07 Russellville $1,218,051 12/31/07 Little Rock $2,559,352,000 12/31/07 Zurich, Switzerland Arkadelphia, Blytheville, Conway, Fayetteville, Little Rock, Full-service broker, financial advisory services, asset Monticello, North Little Rock, Russellville, Springdale; management, investment banking Orange, CT; Monroe, NY; Cedaredge, CO Bella Vista, Little Rock Full-service broker and investment services Little Rock 12 $2,157,592 Larry Furrer 12/31/07 Michael Tognetti St. Petersburg, FL Bick Satterfield Little Rock Full-service broker, annuities, certificates of deposit, mutual funds, tax-free bonds, stocks, government bonds, college cost calculations, IRA calculations, retirement plans, lending and mortgage Full-service broker, underwriter, investment banker, government and municipal bonds, stocks, bonds, mutual funds Researched by Mark Friedman Download the Book of Lists as a spreadsheet. www.arkansasbusiness.com/lists Originally published Nov. 17, 2008. Sources: The firms and Arkansas Securities Department2009 BOOK of LISTS http://www.stephens.com http://www.wachoviasec.com http://www.edwardjones.com http://www.crewsfs.com http://www.ml.com http://www.arvestam.com http://www.ameriprise.com http://www.morgankeegan.com http://fa.smithbarney.com http://www.morganstanley.com http://www.boscinc.com/investmentbanking http://www.sterneagee.com http://www.stbernardfinancial.com http://www.delta-trust.com/investments/products_services.htm http://www.ubs.com http://www.amuni.com http://www.arkansasbusiness.com/lists
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