The 20 Rising Stars of Compliance 2007 - (Page 3) september 2007, compliance rising stars contents COMPLIANCE 9 p. September 2007 ecnailpmoC fo sratS gnisiR 02 rotsevnI lanoitutitsnI 12 p. ?kroW egairraM sihT naC 5 p. MARKET BEAT Pending Regs May Fuse Risk Management to Compliance By Mark Malyszko A proposal is pending at the Securities and Exchange Commission that would require more broker-dealers to incorporate risk management into their compliance programs. Compliance Salaries Sizzle As Regulations, Product Risk Boost Comp By Mark Malyszko As regulatory demands put more weight on financial services firms, the job market for compliance officers is getting frothier and compensation is soaring. “In compliance we struggle with the sometimes competing visions of those we serve.” p.13 PAULA BOSCO Chief Investment Advisory Compliance Officer Lehman Brothers, 20 Rising Stars Of Compliance By Mark Malyszko News’ 2nd annual presents up-and-coming professionals from various fields of regulatory compliance and a variety of financial services firms across the U.S. and from the U.K. 26 p. Mentors’ Page Dedicated to the nominees’ mentorsÑ singled out for their impeccable example that challenged and cultivated the skills and character necessary to create a Rising Star. 13 p. OUR 20 Compliance RISING STARS compliance rising stars 3
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