The 20 Rising Stars of Compliance 2007 - (Page 4) RISING STARS 20 COMPLIANCE Editor’s Note www.iinews.com EDITORIAL JESSICA SOMMAR Editor of Business Publishing MARK MALYSZKO Assistant Editor JAMES MERRINGTON Asian and European Marketing Manager [London] (44-20) 7779-8023 VINCENT YESENOSKY Senior Operations Manager (212) 224-3057 DAVID SILVA Senior Fulfillment Manager (212) 224-3573 DAN LALOR Director of Sales (212) 224-3045 STEVE MCDERMOTT Account Executive (212) 224-3486 EMILY-JANE STAPLETON Account Executive [London] (44-20) 7779-8704 Welcome to Institutional Investor News’ second annual issue of the 20 Rising Stars of Compliance spotlighting up-and-coming professionals nominated by their peers and selected by our staff as future leaders and trendsetters in the industry. Our stars come from the U.S. and abroad and specialize in, among others, anti-money laundering, audit, financial crime, information technology, international regulation, and risk management. Our coverage begins on page 12. As in all our Rising Stars issues, we include features on markets and compensation. Our industry overview notes that new rule proposals could mean expanded risk management roles for compliance officers (story begins on page 5.) In compensation, we reveal that compliance officer salaries will continue to rise, in particular for specialties such as antimoney laundering, derivatives and technology (story begins on page 9.) Another regular feature is our Mentors’ Page—submitted by our nominees and dedicated to those who helped make our Rising Stars who they are today (see page 26.) PRODUCTION AYDAN SAVASER Art Director MARIA JODICE Advertising Production Manager (212) 224-3267 ADVERTISING/BUSINESS PUBLISHING JONATHAN WRIGHT Publisher (212) 224-3566 jwright@iinews.com PAT BERTUCCI, Associate Publisher [New York] (212) 224-3890 ADI HALLER, Associate Publisher (212) 224-3656 LANCE KISLING Associate Publisher [Technology] (212) 224-3026 SAMUEL HARRIS WILLIAMS Head of Legal Sales (212) 224-3894 LESLIE NG Advertising Coordinator REPRINTS DEWEY PALMIERI Reprints & Premission Manager (212) 224-3675, dpalmieri@iinvestor.net CORPORATE GARY MUELLER Chairman & CEO CHRISTOPHER BROWN President STEVEN KURTZ Director of Finance & Operations ROBERT TONCHUK Director/Central Operations & Fulfillment COMPLIANCE FROM THE PUBLISHERS OF: Compliance Report PUBLISHING COLIN MINNIHAN Publisher ANTHONY DEROJAS Senior Marketing Manager LAURA PAGLIARO Associate Marketing Manager Customer Service: PO Box 5016, Brentwood, TN 37024-5016. Tel: 1-800-715-9195. Fax: 1-615-377-0525 UK: 44 20 7779 8704 Hong Kong: 852 2842 6910 E-mail: customerservice@iinews.com Editorial Offices: 225 Park Avenue South, New York, NY 10003. Tel: 1-212-224-3279 Email: eblackwell@iinews.com. 20 Rising Stars of Compliance is one in a series of supplements we produce exclusively for our subscribers. While it may be easy to point out those at the top of their field today, how many will know who is going to rise to the top to be the leaders of tomorrow? II News and our Rising Stars publications seek to give our readers that edge. For more information, email risingstars@iinews.com. Kind Regards, O A Publication of Institutional Investor, Inc. © Copyright 2007. Institutional Investor, Inc. All rights reserved. New York Publishing offices: 225 Park Avenue South, New York, NY 10003 • 212-224-3800 • www.iinews.com Copyright notice. No part of this publication may be copied, photocopied or duplicated in any form or by any means without Institutional Investor’s prior written consent. Copying of this publication is in violation of the Federal Copyright Law (17 USC 101 et seq.). Violators may be subject to criminal penalties as well as liability for substantial monetary damages, including statutory damages up to $100,000 per infringement, costs and attorney’s fees. The information contained herein is accurate to the best of the publisher’s knowledge; however, the publisher can accept no responsibility for the accuracy or completeness of such information or for loss or damage caused by any use thereof. Jessica Sommar Editor of Business Publishing and InstitutionalInvestor.com 4 COMPLIANCE RISING STARS SEPTEMBER 2007 http://www.iinews.com http://www.iinews.com http://InstitutionalInvestor.com
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