The 20 Rising Stars of Retirement Plan Advisors 2007 - (Page 30) RISING STARS 20 RETIREMENT PLAN ADVISORS MENTORS’ PAGE The following mentors were singled out by our nominees for their dedication, patience and caring and for their impeccable example which challenged and cultivated the skills and character necessary to create a Rising Star. 1. Roger E. Robson Managing Principal and Partner CapTrust Financial Advisors Christian Thwaites CEO Sentinel Investments; Charles Ruffel CEO Asset International David Robbins Partner Kaufmann, Feiner, Yamin, Gilden & Robbins 10. Nelson Burbank Former founder and owner Burbank & Company William Tagerman Senior v.p. Morgan Stanley 11. Mike Bukaty President Bukaty Companies 12. Clark O’Shaughnessy Former Qualified Plan Specialist Equitable Life/AXA Advisors Fred Novy Paramount planning group advisor AXA Advisors Marv Rotter Former agency manager and regional manager AXA Advisors 13. Vince Giovinazzo CEO 401(k) Advisors 14. David Perkins Former co-owner CapTrust Financial Advisors 15. Bob Albright Former senior manager Grant Thornton 16. Dick McFarland Former chairman and CEO Dain Rauscher Don Melton Former managing director Dain Rauscher 17. Rik Warch Past president Lawrence University 18. Brian Dillon Former regional v.p., New England MFS Investment Management Craig Cerretani Philip LeBlanc Kenneth Stanger and Joseph Gray Partners Longfellow Benefits 19. John Prichard, Sr. Senior vice president Heffernan Financial Services Andrew Gorman Vice President Morgan Stanley 20. Richard D. Worrell, Principal Financial Architects Partners Kelly Finnell President Executive Financial Services 2. 3. William Chetney President National Retirement Partners Inc. David B. Utter Former Senior v.p. Wachovia Securities 4. Auggie Urgola Former Head of Non Profit Consulting Prudential Insurance Tim Kight President Focus 3 Don Stone President & co-founder Plan Sponsor Advisors, LLC David B. Utter Former senior v. p. Wachovia Securities Mark Wetzel President Fiduciary Investment Advisors Hank Spain Senior v.p./assistant branch manager Wachovia Securities 5. 6. 7. 8. 9. 30 RETIREMENT PLAN ADVISORS RISING STARS SEPTEMBER 2007
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