Morningstar 2011/2012 - (Page 21)

Morningstar Analyst Research Center ® SM Release date 08-31-2011 Page 2 of 23 Hypothetical Portfolio Illustration 08-31-2008 to 08-31-2011 Security Summary $100k % of Total Market Value Start 08-31-2008 90 80 70 End 08-31-2011 60 50 40 30 20 10 08-08 11-08 02-09 05-09 08-09 11-09 02-10 05-10 08-10 11-10 02-11 05-11 08-11 0 Investment Assumptions Investment Name Holding Period Start End 08-08 08-11 08-10 08-11 08-08 08-11 08-08 08-11 07-11 08-11 08-08 08-11 08-10 08-11 Initial Investment Amount 10,000 10,000 10,000 10,000 10,000 10,000 10,000 Subsequent Invest/Withdrawl Amount Freq 0 — 0 0 0 0 0 0 — — — — — — Reinvest Distributions Income Cap Gains Y Y Y Y Y Y Y Y Y Y Y Y Y Y Liquidate N N N N N N N Rebalance % — — — — — — — Charges and Fees Front Load 0.00% 0.00% 0.00% 0.00% 4.25% 3.75% 0.00% Annual Deferred Load Period Fee% Amount% Years 0.00 0.00-0.00 — 0.00 0.00 0.00 0.00 0.00 0.00 0.00-0.00 5.00-0.00 0.00-0.00 0.00-0.00 0.00-0.00 0.00-0.00 — 6.0 — — — — Market Value End $ 13,187 10,978 7,076 11,672 9,431 11,659 11,848 Baird Core Plus Bond Inst (USD) Dean Mid Cap Value Fund (USD) Fidelity Advisor 130/30 Large Cap B (USD) Laudus Growth Investors US Large Cap Gr (USD) Nationwide Alternatives Allc A (USD) PIMCO All Asset A (USD) Vanguard 500 Index Admiral (USD) Portable hypothetical illustrations. Sales teams and advisors can quickly demonstrate varying investment scenarios in Advisor Workstation and on mobile devices. Release date 09-30-2011 Page 1 of 4 Citigroup 5% Maturity: 2014 ©2011 Morningstar. All Rights Reserved. The information, the analyses and opinions contained herein (1) include the conﬁdential read disclosure for more information. from, Release date 09-30-2011 | Note: Portions of data,analysis are based on pre-inception redistributed, (4) do and constitute investment advice offered by (2) may include, or beprovidedPerformance 07-31-2011 returns. Pleasenot proprietary information of Morningstar, Morningstar, (5) are derived solelyaccount information provided by your ﬁnancial advisor which cannot be veriﬁed by Morningstar, (3) may not be copied or for Benchmark Treasury Sector Price (09-30-11) Current Yield Morningstar ® Analyst Research Center is an online resource for advisors to find or support investing ideas. Broker/dealers can make Analyst Research Center available within Morningstar ® Advisor Workstation, as a custom integration into proprietary and third-party platforms, or as a stand-alone website. Powered by the work of our more than 275 analysts, Analyst Research Center delivers Morningstar’s best investment ideas, ratings, videos, picks, model portfolios, and more. At its core, it houses analyst-generated qualitative research on 2,100+ stocks, 2,400+ mutual funds, 400+ exchange-traded funds, 700+ corporate debt issuers, and reports on every IPO in the United States after the S-1 is filed. A redesigned Analyst Research Center will launch in 2012, featuring expanded investment news and commentary, updated daily. SM SM BarCap US Treasury 7-10 Yr Yld USD ® Page — — 4.75 Portfolio Snapshot IRA Analysis 09-30-2011 informational purposes and therefore are not an offer to buy or sell a security, and (6) are not warranted to be correct, complete or accurate. Except as otherwise required by law, Morningstar shall not be responsible for Quarterly Returns any trading decisions, damages or other losses resulting from, or related to, this information, data, analyses or opinions or their use. This report is supplemental Value Portfolio sales literature. If applicable it must be preceded or Benchmark 1st Qtr accompanied by a prospectus, or equivalent, and disclosure statement. ß 1 of 11 16.00 14.00 12.00 10.00 8.00 6.00 4.00 Yield to Maturity 2nd Qtr 3rd Qtr 4th Qtr Total % Citigroup 5% Benchmark Treasury $509,287 2009 S&P 500 TR (USD) 28.37 15.04 -23.21 2010 4.88 1.43 5.12 2011 0.76 1.57 — Trailing Returns 1 Yr 3 Yr 5 Yr 2.65 16.44 2.21 14.35 — — 10 Yr Incept Total Return Asset Allocation Portfolio Net % Bmark Net % Morningstar Equity Style Box % Large 8.22 9.92 6.61 — 5.02 7.85 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 09-11 Take a trial of our research global.morningstar.com/AnalystResearchCenter +/- StdMorningstar Fixed Income Style Box % — Index 5.45 6.87 3.06 0 0 0 Performance Disclosure Total Bond Holdings 13,509 High Cash US Stocks Non-US Stocks Bonds Other/Not Clsfd 5.42 37.73 11.27 38.14 7.44 0.00 99.82 0.18 0.00 0.00 23 6 4 Value 22 8 4 Core 21 9 3 Growth Total Stock Holdings 2,369 History The performance data quoted represents past 42 55 0 performance and does not guarantee future results. Current performance may be lower or higher than 0 3 0 return data quoted herein. Med Low Ltd Mod Ext 0-10 10-25 25-50 >50 — — — — — — — — — — — — — — — 4.94 4.04 0.90 4.98 — 5.22 4.40 0.82 5.08 — 5.38 4.71 0.67 5.12 — 5.86 3.95 1.91 5.25 — 7.65 2.21 5.44 5.68 — 5.89 3.69 2.20 5.19 — 3.58 3.03 0.55 4.77 — 5.72 1.70 4.02 5.10 — Yield to Maturity Treasury Yield Yield Spread Yield Yield To Call Mid Small 0-10 10-25 25-50 >50 Bond Issues Issue Details Issue General Information Stock Analysis 09-30-2011 Stock Sectors Benchmark Portfolio Performance 09-30-2011 World Regions Greater Asia Americas Greater Europe Investment Activity Graph Portfolio Initial Mkt Val: $259,770 Final Mkt Val: $509,287 Fund Owners Holding Style Benchmark $615k Risk Exposure Amount Outstanding Par Value Issue Size Coupon Coupon Type Coupon Frequency Day Count Basis First Payment Date Accrual Start Date Payment Currency Corporate Bond U.S. Corporate Bonds Maturity YTM Last Mo Last Yr 4,085.0 mil 1,000 4,085.0 mil 5.000% Fixed Semi-Annually 30/360 03-15-2005 09-16-2004 USD Shading represents overall 525 holding amount 435 345 255 165 Cyclical Ltd <25 25-50 50-75 >75% 09-01 09-02 09-03 09-04 09-05 09-06 Mod 09-07 Ext 09-08 09-09 09-10 Issuer Maturity Date Country Currency Callable Putable Convertible Tax Status Rule 144a Debt Ranking CITIGROUP INC. 09-15-2014 United States USD No No No Taxable Tradable under Rule 144A Subordinated Morningstar Portfolio Builder ® SM Sen siti ve High Mid ensi ve Low Def Fund Owners Trading Style 1 Yr 3 Yr % of Stocks h Cyclical Portfolio % 39.71 Bmark % 26.81 % of Stocks Greater Europe Portfolio % 13.48 Bmark % 0.16 Trailing Returns 3 Mo Information on 1.3 million bonds. Investment and portfolio reports now integrate bond holdings, while analyst reports are available for 700+ corporate credit issuers. Best/Worst Time Periods r t y u j Basic Matls Consumer Cycl Financial Svs Real Estate Sensitive 6.18 13.52 17.94 2.07 40.23 3.06 9.36 12.61 1.78 45.15 United Kingdom Europe-Developed Europe-Emerging Africa/Middle East Americas 2.96 10.23 0.18 0.11 80.07 0.00 0.16 0.00 0.00 Portfolio Return Benchmark Return +/- Benchmark Return -9.33 -13.87 4.54 -0.61 1.14 -1.75 6.21 1.23 4.98 4.46 -1.18 5.64 Owner Buying Trend 5 Yr 10 Yr Owner Selling Trend 6.96 2.82 4.14 U.S. Corporate Bonds YTM Spread YTM: Current Last Year 12 10 8 6 4 2 0 Best % 99.84 i o p a k Commun Svs Energy Industrials Technology Defensive 3.17 10.03 14.04 12.99 20.06 4.47 11.49 11.62 17.57 28.04 North America Latin America Greater Asia 79.29 0.78 6.45 99.84 0.00 0.00 3 Months 1 Year 3 Years 16.77 ( Mar 2009-May 2009 ) 35.41 ( Mar 2009-Feb 2010 ) 14.06 ( Apr 2003-Mar 2006 ) Ltd Mod Worst % Ext -17.86 ( Sep 2008-Nov 2008 ) -22.17 ( Mar 2008-Feb 2009 ) -3.34 ( Mar 2006-Feb 2009 ) 2 yr 5 yr 10 yr 20 yr 2.98 5.76 5.98 6.16 3.26 5.29 6.79 7.00 4.62 6.90 6.98 8.38 1.02 3.31 2.64 2.12 Portfolio Yield ( 09-30-2011 ) Yield % 6m 9 1y 2 3 5 10 20 s d f Consumer Def Healthcare Utilities 7.89 8.48 3.69 0.00 12.20 11.94 3.90 0.00 Japan Australasia Asia-Developed Asia-Emerging Not Classiﬁed 2.84 0.74 1.88 0.99 0.00 0.00 0.00 0.00 0.00 0.00 12-Month Yield 2.22 Not Classiﬁed Performance Disclosure The performance data quoted represents past performance and does not guarantee future results. The investment return and principal value of an investment will ﬂuctuate thus an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than return data quoted herein. For performance data current to the most recent month-end, please visit http://advisor.morningstar.com/familyinfo.asp. Company Debt & Coverage Ratios Firm Citigroup Inc Morningstar Risk Proﬁle See Disclosure Page for Standardized Returns. Built to encourage collaboration with colleagues across one or multiple offices, Advisor Workstation offers the option to assign roles and responsibilities within shared books of business. New supervisory capabilities help home offices and offices of jurisdictional support monitor how advisors use the platform. After creating a supervisory structure, administrators can manage client ownership and file sharing. Supervisors and compliance officers can review work completed by teams or individual advisors, down to the securities included in proposals. Holdings 09-30-2011 Top 5 holdings out of 17 Symbol Type Holding Value $ PIMCO Total Return D (USD) JPMorgan US Equity A (USD) Fidelity Advisor Strategic Income I (USD) American Century Equity Income Inv (USD) JPMorgan Core Bond Select (USD) PTTDX JUEAX FSRIX TWEIX WOBDX MF 98,810 19.40 MF 52,241 10.26 MF 49,493 9.72 MF 37,486 7.36 ©2011 Morningstar. All Rights Reserved. The information, data, analyses and opinions contained herein (1) include the conﬁdential and proprietary information of Morningstar, (2) may not be copied or redistributed, (3) do not constitute investment advice offered by Morningstar, (4) are provided solely for informational purposes and therefore are not an offer to buy or sell a MF 34,080 6.69 security, and (5) are not warranted to be correct, complete or accurate. Except as otherwise required by law, Morningstar shall not be responsible for any trading decisions, damages or other losses resulting from, or related to, this information, data, analyses or opinions or their use. This report is supplemental sales literature. If applicable it must be preceded or accompanied by a prospectus, or equivalent, and disclosure statement. ©2011 Morningstar. All Rights Reserved. The information, data, analyses and opinions contained herein (1) include the conﬁdential and proprietary information of Morningstar, (2) may not be copied or redistributed, (3) do not constitute investment advice offered by Morningstar, (4) are provided solely for informational purposes and therefore are not an offer to buy or sell a security, and (5) are not warranted to be correct, complete or accurate. Except as otherwise required by law, Morningstar shall not be responsible for any trading decisions, damages or other losses resulting from, or related to, this information, data, analyses or opinions or their use. This report is supplemental sales literature. If applicable it must be preceded or accompanied by a prospectus, or equivalent, and disclosure statement. Every Advisor Workstation implementation comes with access to a dedicated support team ß and extensive training programs for a diverse workforce, ranging from on-site ß demos to online videos. % Assets ® ® Debt/Assets Debt/Equity Current Assets/Liability EBITDA/Interest Debt/EBITDA Cashﬂow Ops/Total Debt 0.23 — — — — 0.08 Morningstar Rating Business Risk Cash-Flow Cushion Solvency Score Distance to Default AGood — Good Fair Register for a free trial global.morningstar.com/AWS Available independently or in Morningstar ® Advisor Workstation, Morningstar ® Portfolio Builder is an easy-to-use, web-based application that helps financial professionals make appropriate recommendations and produce sound proposals. Firms can tailor nearly every part of the step-by-step proposal process, including risk questionnaires and asset allocation models, then easily deploy the application to advisor networks. Proposals are based on each client’s current holdings and risk preference and feature FINRA-reviewed investment reports. A new wealth forecasting step offers Monte Carlo simulations to help illustrate how likely a portfolio is to meet its goals. SM SM High Mid Low Learn about our wealth forecasting capabilities global.morningstar.com/PortfolioBuilder http://global.morningstar.com/AnalystResearchCenter http://global.morningstar.com/AWS http://global.morningstar.com/PortfolioBuilder

Table of Contents for the Digital Edition of Morningstar 2011/2012

Morningstar 2011/2012
Table of Contents
Commonwealth Financial Network
The Hartford
ING
Transamerica
Institutional Software
Custom Software and Services
Investment Data, Market Data, and Indexes
Fund, Stock, and Credit Research
Advisory, Retirement, and Portfolio Management Services
Independent Advisor Software and Services
Financial Communications
Investor Websites and Publications

Morningstar 2011/2012

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