Table of Contents for the Digital Edition of Fiduciary Handbook Fiduciary Handbook Contents The ERISA Fiduciary Role Understanding How ERISA Protects Retirement Plan Participants Understanding Plan Fiduciary Responsibilities Investment Selection Establishing an Investment Policy Choosing Appropriate Investment Options Conducting Regular Investment Reviews Education vs. Advice Plan Management ERISA Compliance Breaches, Pitfalls, & Penalties ERISA Section 404(c) Guiding Principles Principle One – Understand Responsibilities Principle Two – Select and Monitor Investments Principle Three – Communicate and Educate Principle Four – Manage Prudently Additional ERISA Compliance Considerations Additional Information and Resources Creating a Documented Process Solidify Your Fiduciary Role General Guidelines Sample Procedure Review Guides Fiduciary Handbook Fiduciary Handbook - Fiduciary Handbook (Page CoverA) Fiduciary Handbook - Fiduciary Handbook (Page CoverB) Fiduciary Handbook - Fiduciary Handbook (Page CoverC) Fiduciary Handbook - Contents (Page CoverD) Fiduciary Handbook - Contents (Page 1) Fiduciary Handbook - Contents (Page 2) Fiduciary Handbook - Understanding How ERISA Protects Retirement Plan Participants (Page 3) Fiduciary Handbook - Understanding How ERISA Protects Retirement Plan Participants (Page 4) Fiduciary Handbook - Understanding How ERISA Protects Retirement Plan Participants (Page 5) Fiduciary Handbook - Understanding Plan Fiduciary Responsibilities (Page 6) Fiduciary Handbook - Understanding Plan Fiduciary Responsibilities (Page 7) Fiduciary Handbook - Understanding Plan Fiduciary Responsibilities (Page 8) Fiduciary Handbook - Establishing an Investment Policy (Page 9) Fiduciary Handbook - Choosing Appropriate Investment Options (Page 10) Fiduciary Handbook - Choosing Appropriate Investment Options (Page 11) Fiduciary Handbook - Choosing Appropriate Investment Options (Page 12) Fiduciary Handbook - Choosing Appropriate Investment Options (Page 13) Fiduciary Handbook - Choosing Appropriate Investment Options (Page 14) Fiduciary Handbook - Conducting Regular Investment Reviews (Page 15) Fiduciary Handbook - Conducting Regular Investment Reviews (Page 16) Fiduciary Handbook - Education vs. Advice (Page 17) Fiduciary Handbook - Education vs. Advice (Page 18) Fiduciary Handbook - Plan Management (Page 19) Fiduciary Handbook - Plan Management (Page 20) Fiduciary Handbook - Plan Management (Page 21) Fiduciary Handbook - Plan Management (Page 22) Fiduciary Handbook - Plan Management (Page 23) Fiduciary Handbook - Plan Management (Page 24) Fiduciary Handbook - ERISA Compliance (Page 25) Fiduciary Handbook - ERISA Compliance (Page 26) Fiduciary Handbook - ERISA Compliance (Page 27) Fiduciary Handbook - ERISA Compliance (Page 28) Fiduciary Handbook - Breaches, Pitfalls, & Penalties (Page 29) Fiduciary Handbook - Breaches, Pitfalls, & Penalties (Page 30) Fiduciary Handbook - ERISA Section 404(c) (Page 31) Fiduciary Handbook - ERISA Section 404(c) (Page 32) Fiduciary Handbook - ERISA Section 404(c) (Page 33) Fiduciary Handbook - ERISA Section 404(c) (Page 34) Fiduciary Handbook - ERISA Section 404(c) (Page 35) Fiduciary Handbook - ERISA Section 404(c) (Page 36) Fiduciary Handbook - Guiding Principles (Page 37) Fiduciary Handbook - Guiding Principles (Page 38) Fiduciary Handbook - Principle One – Understand Responsibilities (Page 39) Fiduciary Handbook - Principle Two – Select and Monitor Investments (Page 40) Fiduciary Handbook - Principle Two – Select and Monitor Investments (Page 41) Fiduciary Handbook - Principle Three – Communicate and Educate (Page 42) Fiduciary Handbook - Principle Three – Communicate and Educate (Page 43) Fiduciary Handbook - Principle Four – Manage Prudently (Page 44) Fiduciary Handbook - Principle Four – Manage Prudently (Page 45) Fiduciary Handbook - Additional ERISA Compliance Considerations (Page 46) Fiduciary Handbook - Additional ERISA Compliance Considerations (Page 47) Fiduciary Handbook - Additional ERISA Compliance Considerations (Page 48) Fiduciary Handbook - Additional Information and Resources (Page 49) Fiduciary Handbook - Additional Information and Resources (Page 50) Fiduciary Handbook - Solidify Your Fiduciary Role (Page 51) Fiduciary Handbook - General Guidelines (Page 52) Fiduciary Handbook - Sample Procedure Review Guides (Page 53) Fiduciary Handbook - Sample Procedure Review Guides (Page 54) Fiduciary Handbook - Sample Procedure Review Guides (Page 55) Fiduciary Handbook - Sample Procedure Review Guides (Page 56) Fiduciary Handbook - Sample Procedure Review Guides (Page 57) Fiduciary Handbook - Sample Procedure Review Guides (Page 58) Fiduciary Handbook - Sample Procedure Review Guides (Page 59) Fiduciary Handbook - Sample Procedure Review Guides (Page 60) Fiduciary Handbook - Sample Procedure Review Guides (Page 61) Fiduciary Handbook - Sample Procedure Review Guides (Page 62) Fiduciary Handbook - Sample Procedure Review Guides (Page 63) Fiduciary Handbook - Sample Procedure Review Guides (Page 64) Fiduciary Handbook - Sample Procedure Review Guides (Page 65) Fiduciary Handbook - Sample Procedure Review Guides (Page 66) Fiduciary Handbook - Sample Procedure Review Guides (Page 67) Fiduciary Handbook - Sample Procedure Review Guides (Page CoverF) http://www.nxtbookMEDIA.com
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