Legal Resources for Corporations - L-341254 - (Page 10) Soft Dollars and Other Brokerage Agreements, 2007-2008 Ed. by Thomas P. Lemke and Gerald T. Lins tions. They cover SEC positions, enforcement actions, and industry developments and provide helpful new diagrams for easy reference. One softbound volume, replaced annually. $325 Also on Westlaw: DOLLARS 10 Securities Litigation & Regulation Reporter Andrews Litigation Reporter edited by Phyllis Lipka Skupien In this up-to-date edition, the expert authors address legal, regulatory, and other issues facing money managers, brokerdealers, banks, mutual funds, ERISA pension plans, and other financial institu- SECURITIES This reporter provides you with ongoing coverage of shareholder suits against public companies, officers and directors, brokerdealers, investment banks, and other participants in the securities industry. It covers the most noteworthy securities fraud disputes, SEC enforcement actions, and related criminal proceedings. Each issue provides timely coverage of ongoing proceedings and features important appellate and district court decisions. Documents are also offered with the coverage. Newsletter, 26 issues annually. $215.25 per month Venture Capital and Small Business Financings Securities Law Series, Vols. 2-2E by Robert J. Haft Confidently structure shortterm and long-term financings for small- to medium-sized businesses with this valuable set. The title is ideal for practitioners who advise businesses seeking financing or for venture capital firms that provide it. It explains how to negotiate and draft deals that satisfy the requirements of both sides. You’ll find tested, practical advice that will save you time and alert you to any potential problems before they happen. Six looseleaf volumes, updated quarterly. $2,173 Also on Westlaw. NEW! West’s Business Series, 50 State Surveys®, Blue Sky, 2007-2008 Ed. These two references provide tables of statutes and regulations for blue sky securities topics, covering federal law and the law of all 50 states and the District of Columbia. Researched and prepared by attorneys, they include summary descriptions of each topic, important subtopics, complete citations for easy reference, and applicable statutory references for Guam, Puerto Rico, and the Virgin Islands. Broker/Dealer Registration, Vol. 1 Covers broker certification and licensing, registration of securities brokers, and broker sales practices and commissions. One softbound volume, replaced annually. $300 Securities Registration, Vol. 2 Covers offer and sale of securities, state requirements for securities registration, and securities and transactions exempt from registration under state laws. One softbound volume, replaced annually. $300 Also on Westlaw. NEW! West’s Business Series, State Securities, Blue Sky Statutes Annotated, 2007 Ed. This valuable new set gives you the text of statutes relating to blue sky law effective in 2007. 50-state coverage is divided into: • Vol. 1 Alabama – Iowa (plus the District of Columbia) • Vol. 2 Kansas – North Carolina • Vol. 3 North Dakota – Wyoming These portable volumes allow you to quickly identify and resolve blue sky issues wherever you practice. They’re perfect for locating statutes regarding the registration and sale of securities, as well as the licensing and sales practices of securities brokers. The set is annotated with full case summaries from state and federal courts reported in the National Reporter System. Three softbound volumes, replaced annually. $450 For one-on-one assistance, call 1-800-344-5009 Please provide OFFER CODE 534020 when ordering. http://west.thomson.com/store/product.aspx?product_id=40211167 http://west.thomson.com/store/product.aspx?product_id=32000020 http://west.thomson.com/store/product.aspx?product_id=16622974 http://west.thomson.com/store/product.aspx?product_id=40642009 http://west.thomson.com/store/product.aspx?product_id=40642004 http://west.thomson.com/store/product.aspx?product_id=40641995
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