BISA Magazine - Quarter 3, 2016 - 2

BISA MAGAZINE BISA OFFICERS Daniel J. McCormack President U.S. Bancorp Investments, Inc James B. Nonnengard Vice President Regions Investment Services, Inc. Dan Overbey Past President Atlantic Capital Advisors Bruce A. Hagemann Secretary/Treasurer BBVA Securities, Inc. PRESIDENT'S LETTER Navigating Change As 2016 progresses, our BISA members continue to evolve their model to put their company in the best position to deliver an exceptional client experience and provide the communities that we serve with high-value advice and guidance to help clients achieve their financial goals. Our members are working hard to achieve compliance with the DOL Fiduciary Rule, and BISA has been busy, as well, delivering benefits, services and events to serve our membership during these changing times. Frank A. Consalo Vice President Citi Personal Wealth BISA DIRECTORS Stephen Amarante Infinex Financial Group Rhomes Aur FTB Advisors Brett C. Bowers MidFirst Investment Services Bob Cole Bank of Oklahoma Financial Robert Corsarie Fifth Third Securities Inc. Frank Drago Citizens Securities Inc. Wesley Egan Wells Fargo Wealth Management Michael Miroballi BMO Harris Financial Advisors Kevin Mummau CUSO Financial Services, LP/Sorrento Pacific Financial, LLC Rebecca M. Nelson Tech CU David Perez Securities America Chris Radzom Commerce Brokerage Services Vance Richard Iberia Financial Services, LLC Richard R. Guerrini PNC Investments LeAnn Rummel Cetera Financial Institutions John Houston Raymond James R. Tabb Evans, III BB&T Andy Kalbaugh LPL Financial Institution Services Douglas C. Wicks Kinecta Financial Management Company Kevin McCarthy SunTrust BISA Magazine STAFF Jeff Hartney Publisher Steve Biernacki Design Andrew Singer Editor-in-Chief Francine Garner Advertising Sales (202) 367-2343 advertising@bisanet.org Jason Meyers Managing Editor Gina Lauer Copy Editor BISA Magazine EDITORIAL ADVISORY COMMITTEE Brett C. Bowers MidFirst Investment Services Robert Corsarie Fifth Third Securities, Inc. Kevin Mummau CUSO Financial Service, LP/Sorrento Pacific Financial, LLC Marc Vosen, Committee Chair Key Investment Services, LLC BISA Magazine is published quarterly by the 2 Bank Insurance & Securities Association. www.bisanet.org Daniel J. McCormack BISA President The BISA events and activities listed below align with the four strategic initiatives that were defined at the beginning of the year by our Board of Directors. Making progress on these initiatives is important to the Board as we serve the BISA community. * In early June, we launched the BISA CEO Retreat, hosting 31 executives from depository institutions and eight sponsors at Vanderbilt University. The retreat's education, provided by Vanderbilt, focused on managing change and understanding the millennial generation. This inaugural event received high praise from the participants. BISA plans to host a similar CEO Retreat in 2017. Read more about the CEO Retreat on page 4. * Later in June, the BISA Board of Directors and Leadership Advisory Board held meetings in Chicago. As part of the meeting, the BISA Leadership Advisory Board Steering Committee was created in an effort to provide key industry stakeholders with an opportunity to have a stronger voice in assisting BISA in furthering its mission. The committee will include a total of 12 committee members, including eight Platinum Leadership members and four Leadership and/or Platinum Consultant members. The structure may be altered in future years to ensure effective and comprehensive industry representation. * In July, the BISA Diversity Committee gathered for two days of planning in Chicago. During the meeting, the committee explored ways to educate and engage members in the best practices of diversity in the industry. The committee has been tasked with analyzing industry demographics, advocating best practices in diversity and uncovering emerging diversity trends. * This November, we are hosting the 2016 BISA Regulatory and Compliance Summit in Washington, D.C. This event brings together program executives and compliance officers from across the industry to learn about and discuss pressing regulatory and compliance issues - topics that are top-of-mind given the DOL Fiduciary Ruling. Taking place just a week after the election, the Regulatory and Compliance Summit will share insights into how the industry will be impacted by the results. As always, BISA leadership welcomes feedback and new ideas to align with continually evolving the benefits of being a member of BISA. ▲ Daniel J. McCormack, BISA President

Table of Contents for the Digital Edition of BISA Magazine - Quarter 3, 2016

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https://www.nxtbook.com/nxtbooks/bisa/2017q4
https://www.nxtbook.com/nxtbooks/bisa/2017q3
https://www.nxtbook.com/nxtbooks/bisa/2017q2
https://www.nxtbook.com/nxtbooks/bisa/2017q1
https://www.nxtbook.com/nxtbooks/bisa/2016q4
https://www.nxtbook.com/nxtbooks/bisa/2016q3
https://www.nxtbook.com/nxtbooks/bisa/2016q2
https://www.nxtbook.com/nxtbooks/bisa/2016q1
https://www.nxtbook.com/nxtbooks/bisa/2015q4
https://www.nxtbook.com/nxtbooks/bisa/2015q3
https://www.nxtbook.com/nxtbooks/bisa/2015q2
https://www.nxtbook.com/nxtbooks/bisa/2015q1
https://www.nxtbook.com/nxtbooks/bisa/2014q4
https://www.nxtbook.com/nxtbooks/bisa/2014q3
https://www.nxtbook.com/nxtbooks/bisa/2014q2
https://www.nxtbook.com/nxtbooks/bisa/2014q1
https://www.nxtbookmedia.com